Ukraine

With Ukraine’s declarations in 2014 and 2015, the ICC prosecutor gained limited jurisdiction to open a preliminary examination into alleged RS crimes in the context of civilian demonstrations from Nov 2013 to Feb 2014 and other events from Feb 2014 onward
Regions: 
Europe
Ukraine signed the Rome Statute in 2000 but did not ratify, citing the need for constitutional amendments. However, Ukraine has made two special ad hoc article declarations under article 12 (3) of the ICC Rome Statute, giving the ICC jurisdiction from November 2013 onward. Civil society is documenting grave crimes in the country to ensure accountability and continues to call for full ratification of the Rome Statute.

In 2014, political tensions escalated to revolution, followed by the disputed Russian annexation of Crimea and armed conflict in Donbas between Ukrainian, separatist, and Russian forces. War crimes and crimes against humanity, including killings and enforced disappearances, have been alleged on all sides. The ICC prosecutor has opened a preliminary examination into alleged Rome Statute crimes to determine whether a full investigation is warranted.

Ukraine was the first non-ICC member state to accede to the Agreement on Privileges and Immunities of the ICC in 2007.

Background
Ukraine’s historical and cultural ties to Russia have contributed to several shifts in its political landscape since independence in 1991. The outbreak of the 2014 revolution in Ukraine has been traced to several factors including: a series of reportedly rigged elections after independence from Soviet rule; numerous cases of corruption, restriction of freedoms, and gross human rights violations; the decision against signing a long-expected association agreement with the European Union (EU); and an active civilian base advocating for reform. On 18 February 2014, peaceful protests at Kiev’s Maidan Square escalated into violent confrontations with security forces, resulting in a large number of civilian deaths, injuries, disappearances, and arrests. The government was subsequently dismantled under EU mediation and elections scheduled. Pro-Russian separatist rallies in Crimea and Donbas in the aftermath of the revolution led to the military takeover and disputed annexation of the former by Russia and the emergence of an international armed conflict in the latter between Ukrainian, separatist, and Russian forces.
ICC situation

The ICC prosecutor opened a preliminary examination of the situation in Ukraine in April 2014 after non-member state Ukraine accepted limited jurisdiction through a declaration under article 12(3) of the Rome Statute. The declaration covered crimes committed on Ukrainian territory or by its nationals from 21 November 2013 to 22 February 2014. In September 2015, following a second 12(3) declaration, Ukraine expanded the jurisdiction to also cover crimes from 20 February 2014 onwards.

Regarding the period from November 2013 to February 2014, due to the absence of an ‘armed conflict’ in Ukraine at the time, the OTP has mainly considered possible crimes against humanity by the Ukrainian authority against protesters, despite noting that information does not suggest the attacks were widespread or systematic. Later events, including conflicts in Crimea and Donbas, may involve war crimes as well, and the OTP will also consider findings on the July 2014 downing of Malaysia Airlines MH17, as well as future alleged crimes in the Ukrainian situation.

The issue of granting amnesty to participants in the conflict in eastern Ukraine, as envisioned by the 2015 Minsk Agreement on regulating the conflict in the Donbas region, has proven to be contentious.

Cooperation

Ukraine’s article 12(3) declarations accepting ICC jurisdiction make the country subject to Rome Statute cooperation obligations.

Ukraine became the first non-ICC member state to ratify the Agreement on Privileges and Immunities of the ICC in 2007, which facilitates cooperation with the Court.

Ukrainian representatives have stated their support for the Court during Ukraine’s UN Security Council membership, several times reiterating their commitment to joining the ICC.

Ukraine was also the only state not party to the Rome Statute that co-sponsored and supported the May 2016 adoption of the annual UN General Assembly resolution affirming UNGA cooperation with the ICC.

Civil society advocacy

The Coalition’s numerous international and local Ukrainian members have long-advocated justice for victims of alleged international crimes committed in Ukraine, whether by Ukrainian, separatist, or Russian forces.The Coalition has welcomed Ukraine’s contribution to addressing impunity through the international justice system, by way of its ad hoc acceptance of ICC jurisdiction.

Civil society work includes, among other activities, attending hearings and meetings with Parliamentarians and conducting practitioner seminars and public outreach.Civil society organizations have also documented violations of human rights and international humanitarian and criminal law committed during and after the Euromaidan protests and in the context of the armed conflicts in Crimea and Donbas.

Need for Rome Statute ratification
Ukraine signed the Rome Statute on 20 January 2000, but due to a 2001 constitutional court ruling declaring the treaty incompatible with Ukraine’s constitution, the government has not ratified the Statute. Civil society has been calling on Ukraine to formally join the ICC for many years.

The constitutional provisions cited as reasons for non-ratification of the Rome Statute concern the principle of complementarity, the irrelevance of official capacity, the transfer of Ukrainian citizens to the ICC, and the enforcement of sentences in third States.

A constitutional amendment that would enable ratification passed with a worrying new clause in 2016, delaying the amendment’s entry into force for three years. Ratification of the Rome Statute is one of Ukraine's international obligations under the 2014 EU-Ukraine Association Agreement.

Campaign for global justice

ICC Rome Statute

Signed but not ratified (non-ICC member state)
20 January 2000

Kampala Amendments to Rome Statute

Crime of agression
Not ratified
Article 8
Not ratified

Agreement on Privileges and Immunities of the ICC

Ratified
29 January 2007

National ICC legislation

Complementarity (national prosecutions): 
In force (partial)